Senior Executive

The Apex Group was established in Bermuda in 2003 and is now one of the world’s largest fund administration and middle office solutions providers. Our business is unique in its ability to reach globally, service locally and provide cross-jurisdictional services. With our clients at the heart of everything we do, our hard-working team has successfully delivered on an unprecedented growth and transformation journey, and we are now represented by over circa 13,000 employees across 112 offices worldwide. Your career with us should reflect your energy and passion. That’s why, at Apex Group, we will do more than simply ‘empower’ you.

We will work to supercharge your unique skills and experience. Take the lead and we’ll give you the support you need to be at the top of your game. And we offer you the freedom to be a positive disrupter and turn big ideas into bold, industry-changing realities. For our business, for clients, and for youSenior Associate – ComplianceRole Location: MauritiusEmployment Type: PermanentAs a Compliance Senior Associate, you will be responsible for:

Sending the initial KYC requirements list to clients, collate KYC documentation and review all KYC documents for prospective clients/ investors and to determine and request additional/missing documentation in terms of the AML/CFT LegislationLiaising with clients for any additional documentation or clarification requiredReview of KYC checklistsTo conduct file reviews and request additional supporting documents as required by AML/CFT legislationTo conduct assurance testing and review draft report to compliance officerTo review Administrator Compliance Reports to demonstrate compliance with licensing conditionsRisk rating of clients and investors on internal software for AML risk profilingTo conduct risk assessment on all prospective and existing clientsSign off (Second Review) on Investor KYC onboarding as part of FSC’s requirementAssist in any other ad hoc Client KYC / Due Diligence / Compliance related tasks and processes as requested by the Head of DepartmentProvision or review of documents to be provided to Independent AML Audit SupportProvision or review of documents to be provided to MLRO / DMLRO / Compliance OfficerCoordinating and supplying of audit evidence to Internal Audit TeamCompletion of Regulatory surveys (annual AMLQ) and submission on portalTo apply for this Compliance Senior Associate role, you will need a degree and experience in a similar position.

You will also require: 3 – 4 years of working experience in Anti-Money Laundering mattersWell-developed & up-to-date knowledge of AML/CFTKnowledge of Ms ExcelExcellent soft and interpersonal skill setsAttention to details, and ability to be multi-taskedPossess personal qualities of integrity, good communication skills, discretion, tact attention to detail, strong written skillsLight supervisionAbility to work under pressure and deliver within agreed timelinesAbility to deal with sensitive and confidential mattersAbility to interact internally with the various teamsDisclaimer: Unsolicited CVs sent to Apex (Talent Acquisition Team or Hiring Managers) by recruitment agencies will not be accepted for this position.

Apex operates a direct sourcing model and where agency assistance is required, the Talent Acquisition team will engage directly with our exclusive recruitment partners.