Head of Risk & Compliance

Our client is looking for a Head of Risk & Compliance to lead and oversee the compliance and risk management framework within a fiduciary business. This role will ensure adherence to regulatory requirements, develop policies and procedures, and act as a key advisor to senior management on compliance matters. The ideal candidate will have extensive experience in compliance and risk management, particularly within fiduciary services, and possess strong leadership, analytical, and communication skills.

Key ResponsibilitiesOversee and manage the firm’s risk and compliance framework, ensuring alignment with regulatory standardsAct as the Compliance Officer and/or MLRO, taking responsibility for compliance monitoring and reportingDevelop, implement, and maintain policies and procedures to ensure regulatory complianceProvide strategic advice to senior management and act as a trusted adviser on compliance mattersPrepare detailed compliance reports, ensuring accuracy and adherence to reporting standardsCommunicate effectively with staff, senior management, and regulators, fostering a culture of complianceConduct risk assessments and advise on appropriate risk mitigation strategiesPromote and maintain a positive compliance culture within the organisationProvide training and guidance to staff on regulatory requirements and compliance best practicesStay updated with changes in financial services laws and regulations, ensuring the business remains compliantQualifications And Experience RequiredAt least 5 years’ experience in a fiduciary business-based compliance role, ideally as a Compliance Officer or MLRODegree-level qualification in Business, Legal, Compliance, or Risk Management (preferred)Strong fiduciary compliance experience (preferred)Proven track record in report writing and proficiency in Microsoft Excel, Word, PowerPoint, and OutlookExcellent communication skills, with the ability to engage with staff, senior management, and regulatorsTrustworthy, discreet, and able to maintain confidentiality with a confident and assured mannerStrong understanding of financial services laws and regulations, with the ability to promote compliance best practicesAbility to balance segregation of function while serving as a second-line adviser to the businessRelated CareersHead of Risk & ComplianceCyber Security Project OfficerFunds Manager