Larson Maddox

Compliance - Hedge Fund

Posted: 3 hours ago

Job Description

You will be responsible for:* Ensuring compliance with relevant laws and regulations, including regulatory filings, onboarding / KYC process, and reporting requirements.* Further developing and implementing compliance policies and procedures to ensure adherence to MAS licensing conditions and SFA regulations. * Review compliance procedural manuals and guidelines.* Managing relationships with regulatory authorities and respond to their inquiries and audits.* Conduct compliance training for all employees.* Monitoring and enforcing compliance policies to all relevant employees.* Monitor changes in compliance & regulatory developments and update the Company's relevant policies and procedures accordingly.* Liaising with external auditors for MAS related audit queries.* Other ad-hoc compliance matters as required.Requirements:* Bachelor's degree with at least 6-10 years of experience across public markets. * Strong knowledge of regulatory requirements in Singapore. US SEC experience is a plus. * A self-motivated team-player with the ability to work independently. EA: R1981013

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