Job Description
The Role: Compliance AnalystThe Client: Alternative Asset ManagerThe Location: London City CentreA great opportunity to join a collaborative team, reporting directly into the AD of Compliance. Broad position working across not just the BAU but regulatory change projects.The Role:Undertake testing in line with the Compliance Monitoring ProgrammeAssist in the development of policies and the establishment of reviews of procedures and policiesWork closely with internal and external stakeholders such as ACD, custodians, fund boards and committeesReview financial promotions and marketing material in line with regulatory responsibilities, supporting on regulatory change projectsPrior Experience:1- 5 years within the compliance function of an Asset Manager, Investment Manager or Financial Services firmStrong experience with Compliance Monitoring ProgrammeUnderstanding of AIFMD, MIFID II and SMCR is an advantageStrong communication both verbally and written
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