Monday, October 27, 2025
CA Financial Appointments

Compliance Officer

Posted: 2 days ago

Job Description

Ready to make your mark in a leading financial services environment? We’re looking for a confident and registered Compliance Officer to join a well-established team driving compliance excellence across South Africa.This role offers a mix of head-office responsibility and regional impact ideal for someone who enjoys variety, independence, and the chance to make real contributions across branches in Kimberley, PE, Bloem, and beyond.About the role: As a Compliance Officer, you’ll ensure key regulatory frameworks (FAIS, FICA, and more) are implemented, maintained, and monitored across the business. You’ll manage compliance projects end-to-end and advise on risk while keeping stakeholders and the regulator aligned through clear reporting and expert guidanceWhat you'll be doing: Maintain and implement the Compliance Risk Management and Monitoring PlanCompile compliance reports for internal teams, clients, and regulatorsInterpret and apply new legislation across the businessReview marketing materials per Board Notice 92 standardsManage FAIS compliance processes and key individual/rep registersSupport and advise on TCF (Treating Customers Fairly) outcomes What we're looking for: Relevant Tertiary QualificationRE 1 certificationFSCA-registered CAT 1 Compliance Officer (CAT 2 preferred)3–4 years’ experience in financial services complianceSolid understanding of FAIS, FICA, and related legislationOwn vehicle and valid driver’s license, must be willing to travel across the country (fully compensated) What’s in it for you?Competitive salaryOpportunity to work across multiple branches , variety and visibilitySupportive compliance team with room to growTravel costs covered for regional visitsLet’s connect!If you're ready to bring your UK VAT expertise to a fast-paced, global setting apply now.If you don’t hear back from us within 2 weeks of applying, please consider your application unsuccessful. But stay in touch follow us online and keep an eye out for future opportunities.

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