Due Diligence

Job Description 职位描述Carry out KYC/CDD/CRR on network members including issuers and acquirers for onboarding and ongoing refresh periodically in accordance with the EC’s requirements, by the means of where necessary interview, DDQ reviews, etc., and validate the effective implementation of Compliance programs of EC’s network member required by BOP, and ensure proper review and approval is obtained as required.Follow up the Compliance issues identified in the KYC/CDD/EDD by proposing remediation plan and take timely action.Provide guidance and training to relevant business department to fulfil their obligation in KYC/CDD/EDD. Give advice and respond to their inquiry on KYC/CDD/EDD.Proactively identify money laundering/terrorist financing/sanctions risks from KYC/CDD/CRR work, timely report to DM and AMLO.Conduct network member sanction screening, adverse media monitoring etc. and to implement risk control action if necessary.Carry out other risk or compliance programs as appointed (JRT etc.), and work closed with Risk and Compliance SMEs if necessary to make the program process well implemented.Drive the establishment, good command and enhancement of systems for team use in risk and compliance program, and ensure the system compliant with regulatory and EC policies’ requirements.Coordinate and cooperate in AML compliance Monitoring & Testing, Internal Audit, follow up on the action plan if any.Support AMLO in regard of AML reporting in EC’s corporate governance, e.g. AMLG, MRWG, RCC etcOther ad hoc activities with regard to AML/CTF/Sanctions assigned by DM, including but not limited to transaction monitoring, sanction screening, money laundering risk self- assessment, product/business ML risk assessment & refresh, etc.Back-up to other peer(s) as needed.Job Requirements 岗位要求 （任职资格）Relevant Degree (or equivalent) from recognized University.7 or above years’ Compliance management or risk management gained in banking, payment or clearing industry, other FIs and payment companies. Experience with cross-border business is plus. Familiar with applicable regulatory requirements.Experience of handling the regulatory check, reporting and communicating with PBOC and NFRA is preferred.Audit experience in banking, payment or clearing industry is relevant.Experience of customer due diligence.Well command of English reading and writingWell command of MS (e.g. Excel/PPT/Viso)Qualification of law, AML certificate (i.e. CAMS) or other professional qualification (risk or compliance related) is a plus.Well know about Law and PBOC Regulation about Finance Institution’s AML responsibilityWell know about Clearing & Settlement Institution /Bank/Third party payment institution’s payment business or risk/compliance managementSelf-driven. Strong analytical and implementation skills. Able to demonstrate strategic and logical thinking.Proven ability to build relationships with other stakeholders.Team player with corporate thinking.