CLARC Recruitment

Head of Compliance – AFM Authorisation Experience Required

Posted: 10 hours ago

Job Description

We are working with a leading financial services firm that operates through broker dealer firms globally. They are looking to hire a Head of Compliance, on a temp to perm basis, to take them through the authorisation process with the Dutch regulator (AFM) as the business continues to expand globally.Suitable candidates will have previous experience taking a firm through this authorisation process and must also have a strong knowledge of Digital Assets.Job Requirements:Minimum of 10 years working within Compliance with a strong background across brokerage & digital assets.Must have previous experience of taking a similar firm through the authorisation process with the AFM.Regulatory liaison experience, essential.Excellent knowledge of crypto asset custody & tokenised securities.Proven experience building our a Compliance function from scratch.Hands-on approach, must be comfortable working autonomously within a start-up environment.Unless otherwise stated, candidates must have the right to work in the EU.The CLARC Guarantee – we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.

Job Application Tips

  • Tailor your resume to highlight relevant experience for this position
  • Write a compelling cover letter that addresses the specific requirements
  • Research the company culture and values before applying
  • Prepare examples of your work that demonstrate your skills
  • Follow up on your application after a reasonable time period