Senior Associate, Regulatory Compliance (Audit)
Posted: just now
Job Description
Job Description You will be part of IQ-EQ Regulatory Compliance’s Internal Audit and Project team, responsible for conducting internal audit engagements for clients (focusing on capital market services license holder) Tasks include: Obtain an understanding of the asset management and broader financial services industry and applicable regulatory requirements as well as industry best practices Appreciate risks associated with the clients’ business, internal controls and internal audit scope Execu…
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