Tuesday, October 28, 2025
Morgan Philips Specialist Recruitment

Senior Compliance Officer F/M - Bank - LU872082

Posted: Oct 13, 2025
mid

Job Description

As Senior Compliance Officer F/M, you will lead and strengthen the bank’s MiFID II compliance framework in a growing private banking environment ensuring investor protection, fee transparency, and high-quality advice in line with CSSF/ESMA expectations.Key responsibilities : MiFID II governance: maintain and evolve policies/procedures, risk mapping, and 1st/2nd line controls.Suitability & appropriateness: set standards, oversee suitability reviews (sampling, alerts, remediation), and challenge sales practices.Product governance: co-lead product committees, define target market, monitor performance/costs/risks and conflicts of interest.Inducements & costs/charges: control retrocessions, ex-ante/ex-post disclosures, and ensure unbiased outcomes.Best execution: supervise policy and controls (quality of execution data, periodic reviews).Reporting & regulatory watch: prepare Compliance reports to Management/Board, track CSSF/ESMA updates, drive action plans.Profile :4+ years in MiFID II compliance (private banking/wealth management, broker-dealer, or consulting).Knowledge: MiFID II/MiFIR (suitability, appropriateness, product governance, inducements, best execution), PRIIPs; ESG/SFDR is a plus.Local regulation: solid understanding of CSSF environment and ESMA guidelines.Languages: fluent French & English; German/Italian is an asset.Education & certs: Master’s in Law/Finance/RiskSoft skills: client focus & integrity, critical thinking, clear communication, constructive challenge, autonomy.What We Offer: Human-sized private bank with quick decision-making.Direct exposure to senior management and regulators.Competitive package, bonus, hybrid work, ongoing training.If you meet the above profile and wish to apply, please submit your application, which will be handled with the utmost confidentiality.

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