Job DescriptionTo enable the execution of Compliance Risk Management processes and activities within a specific business/functional area, to ensure that the area is undertaken in a compliant manner to avoid operational losses, fines, penalties or reputational damage to the organisation and enable the competitive advantage of the organisation. Outputs: Analyse the operational activities within a functional area to identify compliance risks and therefore ensure adherence to the relevant Standard Bank Group compliance frameworks and standards. Complete and maintain a Business Unit specific Regulatory Universe to effectively enable the organisations adherence to the required legislative requirements.
Completes and contributes to compliance reports as required by various governance structures, committees and regulations, particularly regarding the compliance performance of the business unit. Connect Centre of Excellence execution into the business area delivery in a manner that enables effective adherence to the required frameworks, policies and standards. Customise and maintain generic risk management plans (RMPs) to ensure it is appropriate within the regulatory context of a specific functional area. Develop, track and report on the progress of the compliance monitoring plan for a functional area in order to identify significant compliance breaches, exposures and potential areas of improvement.
Fulfil the required regulatory role as prescribed by the relevant governing bodiesQualificationsType of Qualification: Degree in Legal / Audit / Business CommerceExperience Required5-7 years in Compliance, an expert in Compliance with a sound knowledge of the relevant regulatory requirements and upcoming developments applicable to a specific business area as well as a solid understading of banking products and activities. Behavioural Competencies: Articulating InformationConvincing PeopleDocumenting FactsEmpowering IndividualsEstablishing RapportExploring PossibilitiesFollowing ProceduresGenerating IdeasInteracting with PeopleMaking DecisionsProviding InsightsUpholding StandardsTechnical Competencies: Evaluation of Internal ControlsFinancial AcumenFinancial Industry Regulatory FrameworkLegal ComplianceProcess GovernanceRisk Awareness
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