Specialized Group

Compliance Assistant

Posted: 9 hours ago

Job Description

Compliance Assistant Our client in the financial services sector is looking for an experienced Compliance Assistant. This hybrid role offers flexibility and a chance to grow your career in compliance with a well-known global institution. You'll gain exposure to international financial markets and products, with opportunities for career advancement. The position offers a competitive salary, performance-based bonuses, full social security and insurance, generous annual leave, and modern facilities with easy metro access.Key Responsibilities:- Ensure compliance with Japan's regulations by managing compliance policies and internal controls.- Conduct inspections and investigate potential policy breaches.- Organize and lead staff training on compliance updates.- Act as the compliance point of contact, advising departments on regulatory issues.- Identify and document compliance risks, ensuring timely reporting and follow-up.- Provide advice on compliance and regulatory matters in Japan.- Review new business plans to ensure they meet Japan's regulations.- Communicate with regulatory bodies and keep updated on regulatory changes, implementing necessary actions.Qualifications:- Native Japanese speaker with fluent English.- Experience in compliance or back-office roles within a Type I registered firm.

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