Job Description
OverviewWe’re hiring a Compliance Manager on behalf of our client—a growing RIA based in Kansas City. This role is supporting the firm’s compliance framework while partnering with an outside compliance consultant.Why Join• Serve as the Compliance Manager in a well-established RIA• Collaborate with a compliance consultant for added support• Join a family-oriented, tight-knit culture• Contribute to a firm known for loyalty and teamworkWhat You’ll Do• Sign off formally as CCO• Oversee compliance policies, reporting, and audits• Ensure accuracy and timeliness of compliance filings• Work closely with leadership to maintain a culture of complianceWhat We’re Looking For• Experience in RIA or financial advisory compliance (annuities knowledge ideal)• Open to early-career compliance leaders (Compliance Deputy, Manager, Associate CCO or banking compliance experience)• Highly detail-oriented and organized• Able to balance compliance rigor with collaborationBenefits• Medical (Aetna), Dental/Vision (MetLife/Synchrony), life and pet insurance• 401(k) after 6 months, PTO 15 days after 1 year (prorated first year)• Benefits start after 30 days
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