Job Description
The Personal Wealth Client Services Officer is responsible for handling the administrative functions of the investment advisors. He/she acts as a back-up for investment advisors and handles basic inquiries regarding account opening, investment transactions, and core investment products, e.g., investment funds, PERA.Responsibilities:Performs KYC and account openingMonitors and executes trades and transactionsMonitors documentary and account management complianceCoordinates with clients and referrers to ensure compliance with documentary and transactional requirementsCoordinates with various units for the fulfillment of account opening and trade transactions and for monitoring account complianceAttends to basic queries of branch on investment fundsHandles investment queries from clients and referrersAssist the investment advisors and the Division Head in monitoring the team’s compliance in various internal and audit requirementsQualifications:Graduate of any 4-year business course from reputable universitiesHas interest in investment, sales, and administrative functionsMust earn mastery of investment sales processMust have sufficient understanding of relevant risks, internal policies, and external regulationsAble to communicate basic product features and process to internal and and written communicationCertification Requirements: AMLA Trainings / BPI Mandatory Courses, TOAP UCP Certified, PERA Certified, SEC Mutual Fund CIS
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