Monday, October 27, 2025
Tradu

Senior Associate - Regulatory Compliance

Posted: 3 days ago

Job Description

The Senior Associate (Regulatory Compliance) role sits within the advisory function of the broader Stratos Group Compliance Department. The individual is expected to develop a strong and comprehensive understanding of financial regulations and their application across all of Stratos Group’s regulated entities.Main Responsibilities (include but not limited to):Stay abreast of the regulatory environment and expectations Analysis of incoming regulations and support implementationLead the research initiatives when penetrating new markets, acquiring new business or applying for regulatory licenses Administer a range of key compliance responsibilities, with a primary focus on the regulatory frameworks of the Cyprus Securities and Exchange Commission (CySEC), the European Securities and Markets Authority (ESMA), the UK Financial Conduct Authority (FCA), the Australian Securities and Investments Commission (ASIC), the Dubai Financial Services Authority (DFSA), and the Financial Services Authority of Seychelles (FSA).Assist in the preparation of a compliance risk assessment on the inherent compliance risk exposure of the Firm or any of the Stratos Group entitiesAssist in preparing a monthly regulatory sweep Assist the marketing department with research on marketing practices in jurisdictions where the Firm conducts its businessProvide input in the form of memorandums or policy updates in a timely fashion to senior compliance management to serve in front of various Firm and/or Group committees - Credit Risk Committee, Financial Crime Compliance Committee, Risk Management Committee, Product Governance Committee and any other committeeSupport the Managing Director of Regulatory Compliance in the continual evaluation and implementation of relevant compliance policies, procedures and processes Draft written policies and proceduresConduct gap analysis of policies and procedures and assist with the remediation of noted deficienciesHandlе external requests for information from regulatory bodies/external stakeholdersAssist in projects that have regulatory implications Perform other assignments and tasks as assigned by managementRequirementsEducational requirements: A degree in finance, law, business or a related field3–5 years of compliance or related legal experience.Experience working with financial regulations and regulatory bodies.Working knowledge of the EU financial services regulatory framework, with particular experience and/or knowledge of the regulatory regime applicable to Contracts for Differences (CFDs), exchange-traded financial instruments, and crypto-assets governed under the Markets in Crypto-Assets (MiCA) Regulation.Ability to collaborate effectively with the business and build smooth working relationships across departments.Strong analytical and problem-solving skills, with excellent attention to detail.Excellent organisational skills and the ability to manage competing priorities and meet strict deadlines.Proficiency in Microsoft Word, Excel, and PowerPoint.Ability to adapt and prioritise in a fast-moving, constantly evolving regulatory environment.Effective written and verbal communication skills.Language Skills: Excellent written and spoken English skills Working Hours: 40/week, Monday–Friday. Hybrid: 3 days in-office.Please submit your CV in English. Only shortlisted candidates will be contacted for an interview.All Stratos Support EAD employees must be eligible to work in Bulgaria.

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