Senior Manager, Compliance (AML / KYC & Policy Governance)

Senior Manager, Compliance (AML / KYC & Policy Governance)Reporting To: Chief Governance OfficerPosition SummaryThe Senior Compliance Manager will play a key leadership role in strengthening the company’s global compliance and regulatory governance framework, with a particular focus on AML/CFT, KYC, and policy design.This role requires a seasoned compliance professional with over 10 years of experience, capable of translating complex regulatory requirements into practical, risk-based frameworks that support business growth while maintaining robust standards of integrity and control.Key Responsibilities1. Policy Development & GovernanceLead the design, documentation, and implementation of the overall compliance structure, including but not limited to AML/CFT, sanctions, and KYC policies across multiple jurisdictions.Develop and maintain governance frameworks that ensure regulatory compliance, operational consistency, and accountability across all business units.Conduct periodic policy reviews to align with evolving regulatory expectations, emerging risks, and industry best practices.2. Regulatory Compliance & OversightOversee the firm’s compliance with MAS, SFC, and other regional regulatory compliance frameworks.Manage regulatory engagements, including inspections, audits, and periodic reporting.Oversee the timely submission of regulatory filings and ensure the firm maintains strong relationships with relevant authorities and external stakeholders.3. Risk Assessment & MonitoringLead enterprise-wide compliance risk assessments and oversee the implementation of mitigating controls.Supervise ongoing customer due diligence (CDD) and enhanced due diligence (EDD) for high-risk clients.Collaborate with operations and technology teams to enhance transaction monitoring and screening systems.4. Advisory & TrainingProvide subject matter expertise to business and operations teams on compliance, KYC, and sanctions-related matters.Conduct training sessions to strengthen awareness of compliance responsibilities across departments.Support new product initiatives and client onboarding reviews with clear and practical compliance guidance.5. Reporting & Continuous ImprovementPrepare regular compliance updates and risk reports for management and board committees.Monitor regulatory trends and emerging risks, recommending policy, procedural, or system enhancements as needed.Champion a culture of compliance and integrity across the organization through proactive engagement and continuous improvement.Qualifications & ExperienceBachelor’s degree in Law, Finance, Accounting, or a related discipline.At least 10 years of experience in AML, KYC, and regulatory compliance within financial services, fintech, or digital assets.Strong understanding of international compliance frameworks and standards (MAS, SFC, HKMA, FATF, FinCEN).Proven experience in policy drafting, framework implementation, and regulatory engagement.Professional certification such as CAMS, ICA, or equivalent is preferred.Excellent analytical, communication, and stakeholder management skills.Fluency in English; proficiency in Mandarin or Cantonese is an advantage.