Compliance Analyst

Our client is a leading global investment firm. They are seeking a skilled and detail-oriented Regulatory Compliance Consultant to support ongoing compliance initiatives related to employee personal trading and internal policy adherence. This role will be responsible for trade surveillance, system maintenance, and compliance training support within a highly regulated environment.Responsibilities:Review employee personal trading pre-clearance requests to ensure alignment with internal compliance policies and procedures.Conduct post-trade monitoring to identify and escalate potential exceptions or policy violations.Support the maintenance of the firm’s employee trade monitoring platform, including reconciliation of unknown accounts and securities.Assist in the distribution and tracking of firmwide compliance training, ensuring timely completion by applicable staff.Collaborate with cross-functional teams to maintain effective compliance processes and documentation.Requirements:1+ years of relevant compliance or regulatory experience within the financial services industry.Experience working with StarCompliance or similar trade surveillance platforms.Familiarity with Skillcast or comparable compliance training tools is a plus.Strong analytical skills, with attention to detail and accuracy in reviewing data and documentation.Proficiency in Microsoft Excel and Word; advanced Excel skills preferred.Excellent organizational and communication skills; ability to prioritize and manage multiple tasks.Proven ability to work independently in a fast-paced, high-accountability environment.