Compliance Associate

Job Description: Compliance AssociateCompany: Singapore Goku Technologies Location: Singapore (Central Business District) Position Type: Full-Time, OnsiteAbout UsSingapore Goku Technologies is a leading quantitative investment manager specializing in systematic trading strategies across equity markets in Asia. Regulated by the Monetary Authority of Singapore (MAS), we leverage cutting-edge technology and deep research to drive our investment process. We are committed to the highest standards of integrity, risk management, and regulatory compliance.The RoleWe are seeking a meticulous and proactive Compliance Associate to join our team. This role is critical in maintaining and enhancing our robust compliance framework. The ideal candidate will have a solid understanding of MAS regulations, a keen interest in the asset management industry, and the ability to thrive in a fast-paced, technology-driven environment.Key ResponsibilitiesRegulatory Compliance & Monitoring:Assist in the ongoing monitoring of the firm’s compliance with the MAS Securities and Futures Act (SFA), Financial Advisers Act (FAA), and relevant notices and guidelines.Conduct daily and periodic trade surveillance to detect potential market abuse, insider trading, and other regulatory breaches, utilizing our automated surveillance systems.Monitor and ensure adherence to position limits, short-selling rules, and other exchange-specific requirements.Assist in the preparation and submission of regulatory filings and reports to the MAS (e.g., AML/CFT returns, regulatory surveys).Policies & Procedures:Help maintain and update the firm’s Compliance Manual, policies, and procedures to reflect changes in regulations and business activities.Assist in developing and implementing compliance-related training programs for employees.Risk Assessment & Controls:Conduct periodic compliance risk assessments.Test the effectiveness of key internal controls and compliance procedures.Manage the Personal Account Dealing and Gifts & Entertainment registers.Anti-Money Laundering (AML)/Countering the Financing of Terrorism (CFT):Perform client onboarding due diligence (CDD) and ongoing reviews for investors and counterparties.Screen clients and transactions against sanctions, PEP, and adverse media lists.Assist in investigating and reporting any suspicious transactions.Advisory & Business Partnership:Provide timely and practical compliance advice to the investment and technology teams on new products, strategies, and initiatives.Review marketing materials, research reports, and client communications to ensure compliance with regulatory standards.Qualifications and ExperienceBachelor’s degree in Law, Finance, Accounting, Business, or a related field.2-7 years of relevant compliance experience within a MAS-regulated financial institution, preferably in asset management, hedge funds, or proprietary trading.Strong understanding of key MAS regulations applicable to fund managers (e.g., SFA, FAA, AML/CFT requirements).Familiarity with quantitative trading strategies and the associated compliance risks (e.g., algorithmic trading, market manipulation risks) is a significant advantage.Skills and CompetenciesNative English speaker with proficiency in Mandarin ChineseAnalytical & Detail-Oriented: Exceptional analytical skills with a keen eye for detail to identify anomalies and patterns.Proactive & Inquisitive: A self-starter who can work independently, ask probing questions, and take initiative.Tech-Savvy: High proficiency with Microsoft Office Suite (especially Excel). Experience with compliance monitoring systems, Bloomberg, or programming/scripting skills (e.g., Python, SQL) is a major plus.Strong Communicator: Excellent written and verbal communication skills, with the ability to explain complex regulatory concepts clearly and concisely.High Integrity: Unquestionable ethics and integrity with the ability to handle sensitive information confidentially.What We OfferA competitive salary and performance-based bonus.Comprehensive health insurance and benefits package.A collaborative and intellectually stimulating work environment at the intersection of finance and technology.Significant opportunities for professional growth and development. To Apply:Please submit your resume and a cover letter detailing your relevant experience and interest in this role to gokuhr@gokudata.com