Larson Maddox

Associate, Compliance - Funds

Posted: 1 minutes ago

Job Description

Compliance (Funds)My client is a leading and growing Financial Institution and we are recruiting for a Regulatory Advisory Compliance professional to be based in the Singapore office. Responsibilities for this Compliance (Funds) role Provide compliance advisory on business initiatives, investment proposals, product launches, and regulatory submissions.Monitor and assess global regulatory developments; communicate key updates to stakeholders.Analyze regulatory impact on investment activities and support implementation of required policies and controls.Evaluate licensing requirements across jurisdictions for fund management operations.Interpret investment regulations across US, EU, and APAC, including disclosure rules, trading regulations, and foreign investment regimes.Knowledgeable in public/private markets, derivatives, and capital markets operations. Requirements for this Compliance (Funds) role A minimum of 3-4 years' experience in compliance within financial institutions, regulators, or fintechs.Skilled in regulatory interpretation, stakeholder engagement, and policy implementation.Proficient in data tools (Tableau, SQL); basic Python skills; strong interest in regulatory technology.Self-driven with strong analytical, communication, and research capabilities.

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