Compliance Officer

S64 is the leader in private markets solutions for international private wealth and the home of semi-liquid evergreen funds. Our fintech platform and extensive product manufacturing capabilities are trusted by the world’s leading private banks and private markets asset managers. As a critical strategic partner, we empower our clients to effortlessly deliver private markets at scale into EMEA and APAC private wealth. OpportunityWe are seeking a highly skilled and experienced, Luxembourg based Compliance Manager to lead the development and implementation of a comprehensive compliance framework and act as a Compliance Officer for a MIFID regulated entity. This role will ensure the global S64 organisation adheres to regulatory obligations within the FCA Handbook under the UK Financial Services and Markets Act, applicable compliance with ESMA guidelines, MiFID II, and AIFMD as enacted in Luxembourg. The successful candidate will play a pivotal role in shaping compliance culture and ensuring robust governance across our UK and EEA operations. The role will be the Money Laundering Reporting Officer (MLRO) / Responsible du Contrôle (RC) for the Luxembourg entity ensuring compliance with Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) obligations.This compliance role will advise the business and put in place and maintain suitable monitoring obligations on a global basis, gaining exposure to UK, EU, and APAC regulatory environments. Key ResponsibilitiesRegulatory ComplianceEnsure S64 compliance with UK and Luxembourg requirements.Establish a compliance dashboard of metrics for discussion with the Global COO, Platforms Team, and Risk Committee to ensure S64 adherence to applicable requirements with specific focus on UK, Luxembourg and ESMA.Maintain up-to-date knowledge of FCA, CSSF and ESMA guidelines.Monitoring & OversightEstablish a compliance framework and a policy, procedures and operations manualImplement and monitor risk mapping and control frameworks.Lead the compliance monitoring plan covering MiFID-related processes.Oversee checks for investment advice and transactions.Perform second-line reviews of client classification, order handling, best execution, reporting obligations, and conflicts of interest.Oversee cross-border distribution compliance and investor protection measures.ReportingPrepare internal and external compliance reports, including CSSF filings.Draft compliance monitoring memos and escalate findings to senior management.Support regulatory inspections and audits.Advisory & TrainingAdvise management and business units on applicable compliance obligations and regulatory changes including consideration of S64 brand and reputation.Deliver compliance training sessions to staff on conduct rules and market integrity.Experience and QualificationsThe successful candidate will be based in Luxembourg and possess:A degree in Law, Finance, or a related discipline.5+ years of experience in compliance within investment services or private banking in Luxembourg.In-depth knowledge of AIFMD, MiFID II, MAR, and CSSF regulations.Strong understanding of AML-CFT/KYC frameworks.Familiarity with fraud prevention measures and corporate structures.Experience with monitoring tools and regulatory reporting (e.g., MiFIR, EMIR).Excellent communication skills in English; proficiency in French or German is an advantage.An analytical mindset with the ability to work independently.A professional qualification as a lawyer or an equivalent certification such as ICA, CAMS, or CISI.Ideally have knowledge of practically using AI in compliance-related tasks.Personal CharacteristicsYou are a proactive self-starter who actively seeks opportunities to enhance the products you work on.You manage stakeholder and team expectations with confidence, presenting your work effectively and building strong relationships while representing your team.You value in-person collaboration and understand the benefits of face-to-face interactions for fostering stronger connections and improving outcomes.You thrive in a collaborative environment, contributing positively to team culture. You continuously seek to expand your knowledge and share insights to support collective growth.Our TeamOur team is diverse and multi-disciplined with talented professionals working across the breadth of technology, structuring, operations and sales. Headquartered in London, S64 has a global presence with offices in Luxembourg, Madrid, Hong Kong, Singapore, Tokyo, Sydney, and Seoul.Our CultureOur vision is to dominate private markets access for private wealth through proprietary technology, unparalleled solutions and deep industry expertise.We have three core operating principles:Client Focus: we put the client at the centre of everything we do and strive to deliver a world class client experience. This is grounded in being responsive, collaborative and bringing a partnership mindset.Flawless Execution: we pride ourselves on execution excellence, holding ourselves to the highest standards in everything we do. This requires careful planning, strong attention to detail and being accountable.Risk Management: we believe it our collective responsibility to ensure our ecosystem remains safe and secure and place great emphasis on risk management, compliance and control.Delivering the S64 vision would not be possible without creating an environment where team members feel welcomed, valued and supported. We go to extraordinary lengths to hire the very best people for every role and then provide them with rapid and rewarding career growth opportunities.S64 Ventures Limited evaluates qualified applicants without regard to race, colour, national origin, religion, sex, sexual orientation, gender identity, disability, protected veteran status, and other statuses protected by law.