Chief Compliance Officer

Job SummaryEdgehog Trading is a proprietary trading firm specialized in electronic option market making. Our vision is to scale and automate our strategies with a diverse team of traders, developers, and researchers. We pride ourselves on data-driven decision making and innovative problem-solving which allows us to tackle complex problems posed by efficient markets. We believe in continuous learning, absolute transparency, and a collaborative approach to everything we do.What You'll DoOversee trading activity to ensure compliance with federal securities laws, FINRA regulations, and internal risk policies.Serve as a trusted compliance partner to internal teams by offering regulatory guidance and interpreting relevant laws, rules, and exchange requirements. Draft, review, and implement internal compliance policies, with a strong focus on those governing trading activity.Conduct ongoing reviews of trading patterns and prepare reports highlighting compliance concerns or emerging risks. Cultivate productive relationships with regulatory bodies and other external stakeholders.Qualifications And SkillsPrevious experience (1-4 years) in a compliance or regulatory role at an options market maker, bank, broker dealer, or similarly regulated financial institution.BS/MS/BA degree in Finance, Accounting, Business, Law, or a related field.Series 24 license, or willingness to acquire the Series 24 in an expedited manner.Familiarity with SEC and FINRA rules and regulations, particularly in areas such as KYC, trading activity, and trade reporting.Hands-on experience with compliance technologies, including trade surveillance tools and regulatory reporting systems. Strong analytical skills with the ability to work effectively in a cross-functional environment.