TEAM LEAD – SEC REGULATED ISSUING HOUSE COMPANY

Job Title: TEAM LEAD – SEC REGULATED ISSUING HOUSE COMPANYLocation: Ikoyi, Lagos Job Summary:The Team Lead will oversee the strategic and operational activities of the Issuing House, ensuring compliance with SEC regulations and delivering high-quality financial advisory and capital market services. This role requires a profession with some experience in investment banking, capital markets, and regulatory compliance in Nigeria.Key Responsibilities:Strategic Leadership Develop and implement operational strategies aligned with the company’s goals and SEC regulations. Lead and manage the team of sponsored individuals and professionals involved in capital market transactions. Capital Market Operations Oversee the structuring, packaging, and execution of public offerings, private placements, and bond issuances Coordinate the preparation of prospectuses, scheme documents, and other transaction-related materials. Liaise with regulatory bodies including SEC, NSE, and FMDQ for approvals and compliance. Client Advisory Provide financial advisory services to corporate and government clients on capital raising and investment strategies. Develop tailored solutions for clients seeking equity or debt financing. Compliance & Governance Alongside the Compliance Officer ensure full compliance with SEC’s Investments and Securities Act (ISA) 2007 and all relevant rules and guidelines Team Management Mentor and supervise sponsored individuals and junior staff. Foster a culture of professionalism, integrity, and continuous improvement. Qualifications & Experience:Educational Requirements Bachelor’s degree in Finance, Economics, Accounting, Law, or related field. Master’s degree or professional certifications (e.g., CFA, ACA, CIS) is an added advantage and SEC sponsored individuals is an added advantage. Professional Experience Minimum of 4–10 years experience in investment banking, issuing house operations, or capital markets Proven track record in managing public issues, private placements, and bond issuances. Experience working with regulatory bodies and understanding of SEC registration processes. Regulatory Requirements Must have participated in multiple capital market transactions with documented evidence. Skills & Competencies: Strong leadership and team management skills. Excellent analytical and financial modeling capabilities. Deep understanding of Nigerian capital market regulations. Exceptional communication and stakeholder engagement skills. Ability to manage multiple projects and meet tight deadlines. Method of ApplicationInterested and qualified candidates should send their CVs to recruitment@stresertintegrated.com using TLFT-25 as subject of the mail.